in the media

The Big Shakedown on Russian Business

published by
Carnegie
 on July 10, 2003

Source: Carnegie

The Big Shakedown on Russian Business

By Masha Lipman

Originally published in The Washington Post, July 10, 2003

MOSCOW -- Mikhail Khodorkovsky is an oil magnate and, by most accounts, Russia's wealthiest man. He is also having some difficulty with law enforcement. Late last week he was summoned to the chief prosecutor's office for interrogation regarding the activities of some of his associates. Of course, this kind of thing isn't unique to Russian business executives; Westerners have seen many important people led away in handcuffs over the years. But in the case of Khodorkovsky's associates and other prominent business executives here, it's not so much a matter of the rule of law as it is of what might be called shakedown justice. This mock justice compromises the credibility of the Russian president when he pledges that Russia is a lawful state. It is also detrimental to Russia's economic development. It threatens to stultify the country's efforts to attract badly needed foreign investment.

Several cases have been opened recently against people associated with Khodorkovsky's big and successful oil company, Yukos. The allegations include embezzlement, fraud and murder. Two people are in jail, one of them being Platon Lebedev, a billionaire and a co-holder of Yukos's controlling stake. Yesterday the prosecutor's office was also reported to be examining an alleged case of tax evasion by Yukos. (Also yesterday, the U.S. Embassy in Moscow formally asked the Russian government to explain its investigation of Khodorkovsky, according to a senior U.S. diplomat.) Theories abound as to what may be behind the shakedown, or nayezd, as this action is being commonly referred to in the media and among professional analysts. Nobody among them believes that the case against Lebedev, or any of the other cases related to Yukos, is a purely legal matter. In attacking Khodorkovsky and his company, the prosecutor's office and the state security agency, the FSB, appear to be acting on orders from somebody with huge political clout.

Khodorkovsky believes that Yukos was picked as a target because it's a world-class company and, especially after its recent proposed merger with another Russian oil giant, a tasty morsel attractive to a number of people in this country. Ultimately, Khodorkovsky claims, this is a struggle for power "between different wings in the inner circle of Vladimir Vladimirovich Putin." He offers no details to back up this allegation, but there is no doubt that whoever is attacking him would have to be very highly placed.

Early in his tenure as Russia's president, Putin announced as his guiding principle the "dictatorship of the law." But at the same time, the prosecutor's office and the FSB were used by the Kremlin to attack Putin's nemesis, media tycoon Vladimir Gusinsky (for whose company, I should note here, I worked for a time). The campaign against Gusinsky and his associates lasted more than a year and included various intimidating actions: raids by masked security agents, searches, arrests and investigations. The cases mostly fell apart, but the tactics worked: Gusinsky was forced to leave Russia, and his media business was ruined. Similar methods were used against another business tycoon, Boris Berezovsky, who currently lives abroad. As a result, people who felt they weren't getting their fair share of the goodies saw the benefits of "hiring" law enforcers to improve their position against a competitor, or just to extort money.

Igor Yurgens, vice president of the Russian Union of Industrialists and Entrepreneurs, a group of business tycoons, said in a recent interview that his organization gets "dozens or hundreds" of calls from provincial businessmen who complain of similar -- if much more small-time -- shakedowns. They tell stories of visitors calling on local businessmen and informing them that their businesses had not been properly registered some nine years before. The unfortunate entrepreneur then has a choice of paying the extortionists money or facing "variants," which means, according to Yurgens, "the use of law enforcement bodies with the purpose of redistributing property." In a similar fashion, Khodorkovsky's attackers may hope to rectify what they believe has been unfair distribution of the oil business or, for that matter, of political power.

Khodorkovsky may still be able to defend himself and defeat his attackers. He claims the president feels no hostility toward him. Because Putin is sure to be reelected next year, Khodorkovsky said, the current struggle is about "who's going to be in the second echelon of his team." If Khodorkovsky's guess is right and it is indeed a faction in the Kremlin -- not the president himself -- going after him, his connections, money, reputation and skilled advisers may be enough to repel the attack. But however this affair turns out, it will have little if anything to do with proper judicial procedure. The general understanding in Russia is that in cases such as this, the ultimate decision is made not in the courtroom but at the top level of the Kremlin.

Certainly one would think that Putin would be concerned if indeed his top aides are using law enforcers to engage in self-seeking pursuit of power and wealth. But there is an even more important reason why he should worry about this sort of thing. Putin has for some time emphasized the need to lure foreign capital to Russia. He has not had much success. During his grand visit to Britain recently, the Russian president did his best to tout his country's "favorable conditions for investors." The question is: How interested are foreign investors going to be when they see that even a world-class business cannot feel secure in Russia or expect to get justice in a court of law?

Masha Lipman, editor of the Moscow Carnegie Center's Pro et Contra Journal, writes a monthly column for The Post.

Carnegie does not take institutional positions on public policy issues; the views represented herein are those of the author(s) and do not necessarily reflect the views of Carnegie, its staff, or its trustees.