Source: Carnegie
Originally published in the January 2002 edition of Prospect.
To describe Afghanistan as medieval is an undeserved compliment to its dark-age
tribal structures. Even in the 1950s modernization didn't touch people outside
the cities. Western-backed democratic statebuilding is not an option; the best
we can hope for is an era of unsupervised peace.
To adapt 1066 And All That, the Bush administration's approach to postwar Afghanistan
might be described as right but repulsive. There is something deeply disagreeable
about the indifference of some senior US officials to humanitarian relief, and
their apparent readiness to wash their hands of the country as soon as al Qaeda
and the Taliban have been destroyed. After all, the US must bear a large share
of responsibility for the Afghan debacle of the past 25 years.
If the US simply pulls out and moves on to bomb Somalia
or elsewhere, it risks repeating the original mistake it made in Afghanistan
once the goal of destroying the Soviet client state was achieved. For there
to be any chance of a stable postwar order the US, like the rest of us, will
have to provide substantial aid and US airpower will be necessary to back up
a UN force in Afghanistan, if that force is to be taken seriously by the heavily-armed
groups on the ground.
On the other hand, the Bush administration is essentially
correct on three points: that a UN force should not contain US ground troops;
that it should limit itself to providing security for Kabul and to a lesser
extent the main roads; and that great caution should be adopted over grandiose
projects of internationally directed democratic state-building.
The melancholy truth is that for the foreseeable future,
Afghanistan cannot be governed, either by the "international community"
or by Afghans themselves. It can at best be managed to prevent a renewal of
conflict and give ordinary Afghans the chance to restart basic economic activities
with some security-trade, markets, the restoration of irrigation systems in
the countryside and so on.
Here, Britain's imperial experience may be of value. While
19th-century British attempts to occupy Afghanistan were disastrous, the attempts
after 1880 to manage relations with the Afghan tribes of the North West Frontier
were more successful; one reason being that the British eschewed direct administration,
let alone attempts to reform Pashtun society.
The tribal areas of the North West Frontier were not managed
by the Indian Civil Service (ICS), which administered the rest of British India,
but by the Indian Political Service (IPS), a quasi-diplomatic corps which managed
relations with the Indian princes, Afghanistan, Nepal and other dependent or
semi-dependent local states. Rather than trying to govern, the IPS proceeded
by bribes, negotiation and the sanction of armed force, whether in small-scale
raids to capture local troublemakers, or full-scale military expeditions (including
the early use of airpower) like those in Waziristan in 1936-37. This indirect
approach has been continued by the Pakistani state.
These historical lessons risk being lost in a surge of British
and western missionary zeal, now cast in terms of democracy, human rights and
nation-building. In an Afghan context, most of these plans are bound to fail.
And, as in Somalia and elsewhere, they could even make things worse. If mishandled,
massive international aid directed through an Afghan central government could
itself become a source of conflict, as regional groups and warlords would be
tempted to fight for control of the government and the city of Kabul. On the
assumption that any national government would be extremely weak militarily,
there are arguments for not strengthening it in other ways.
Looking at Afghanistan, the reasons for skepticism about
modern state-building are all too evident. The word "medieval" has
been used by the western media as an insult when describing Taliban rule. In
fact, to describe Afghanistan (and much of Africa) as medieval is an undeserved
compliment. Medieval is Afghanistan on a good day. A medieval system-in the
west European or Muslim sense-is what we should be trying to help establish;
because we will not be able to implement the modernizing projects promoted by
the NGOs and the Afghan émigré elites.
What much of Afghanistan has seen over the past generation
bears more resemblance to the dark ages: chaotic, morally unrestrained warfare
between ethnic groups, tribes and warlords, with a catastrophic effect on economic
activity and the only discipline provided by fanatical religion. By contrast,
the middle ages in western Europe and (until the Mongol invasion) the Arab world
produced great cultural achievements-greater than those of the modern west-giving
birth to the international commercial and financial networks which laid the
basis for the industrial revolution. Moreover, in both the Christian and Muslim
worlds the extent and ruthlessness of wars were moderated by religious ethics.
History is a long business. It can be pushed, but it cannot
be rushed off its feet-not without disastrous consequences. For example, to
make the past century or so of African history explicable in a British context,
you should imagine that the Emperor Claudius and his legions had landed in 1st
century iron-age tribal Britain with machine guns, telephones and the rest of
19th and 20th-century technological society.
Would Britain then have experienced an industrial revolution
in the 2nd century AD, from such incompatible elements of state and society?
Yet that is what we expect from much of the world. The east Asian example does
not prove that such miracles are possible. The Chinese state and commercial
traditions were old before Londinium was founded. Mid-18th-century Japan-over
100 years before Commodore Perry landed-had a literacy rate (including women)
of over 40 per cent, far higher than that of England or most of western Europe
at that time.
Under the reign of Amir Abdur Rahman from 1880 Afghanistan
did begin a state-building process comparable to that which commenced in France
700 years previously, under King Philip Augustus, or arguably 1,200 years ago,
under Charlemagne. Local baronies were destroyed or their holders incorporated
into state service; tribes and ethnic minorities were subjugated and their traditions
progressively destroyed; the independence of religious figures was ended and
the recalcitrant were killed. Over the centuries in France, this process went
through several cycles of state failure and recovery, often worsened by foreign
(usually English) intervention. Though each advance when it failed left something
behind, this was not evident at the time. Only with the reign of Louis XIV in
the later 17th century did the unified modern state establish itself firmly
enough to survive future revolutions, coups and outside conquests without disintegration.
The fiendish methods used by Abdur Rahman to subjugate his
tribal, ethnic and religious opponents horrified Europeans and left a legacy
of bitterness among his own subjects. The alienation of so many of these from
the modern Afghan state is one reason for the disasters of the past generation.
The Amir himself was so hated that, on his death, he could not be buried in
the royal cemetery, because of threats to dig him up and cut him in pieces.
But were Rahman's atrocities worse than the sins of European
state-building, especially when faced by "savage" tribal resistance?
I doubt it. The Duke of Cumberland, who suppressed the Scottish clans in the
mid-18th century, was not called "Butcher" for nothing. Until the
later 18th century, the punishment for treason in Britain was to have your bowels
torn out and burned in front of you, then to be sawn into pieces and those pieces
displayed around London.
Of course, modern tribal and semi-tribal societies are different
from those of previous eras, in that successful examples of western and east
Asian state-building exist as a model and a spur. But Afghanistan is an example
of how spurring a country in this way can lead to disaster; when aspects of
the modernisation of the state get far ahead of progress in the economy and
society, and when state rhetoric raises unrealistic expectations and ambitions.
In this case, sections of the younger elites compared Afghanistan's backwardness
with the great (though flawed) progress of Soviet central Asia. The result was
a disastrous infatuation with communism.
This danger of flawed modernization is especially strong
when the state is itself not only culturally alien, but the creation of foreign
conquest. For while "Afghanistan" is not an artificial creation of
western colonialism, like Sierra Leone or Kenya, it is neither an old state
or wholly a creation of "Afghans"-a people who, as an 18th-century
traveler recorded, "had no name for their country." From the mid-18th
century to 1978, most of the territories now comprising "Afghanistan"
were under the rule of members of the Abdali (later renamed Durrani) clan of
the Pashtun ethnos. However, this "rule" was the loosest form of hegemony
and the frontiers of Durrani dominion fluctuated wildly, at times covering much
of the north-west of the Indian subcontinent.
"Afghanistan" as a state was a creation of the
end of the 19th century. Its borders were determined by the British empire,
and like most colonial borders, reflected no historical or ethnic logic. The
northern border marked the extent to which Britain was prepared to see the Russian
empire advance. To the west, Britain forced limits on the territory of Persia,
viewed by London as a potential Russian client state. The southern and eastern
borders of Afghanistan were the limit to which the British Indian empire felt
it necessary and safe to advance itself.
Within those borders, a state with modern trappings was
created by a confluence of British geopolitical interest and the rule of Abdur
Rahman, from 1880 to 1901. The so-called "Iron Amir" was a competent
and ruthless ruler, but he would have achieved little without money and weapons
from the British, who were anxious to build up Afghanistan as a buffer against
the Russians. While internally Afghan government was largely unconstrained,
externally Afghanistan was in effect a British protectorate, allowed to conduct
formal international relations with the British Indian empire alone. It only
achieved the status of a fully independent country in 1919.
Had the modern Afghan state under Abdur Rahman's successors
greatly developed the country and benefited the population, then the resentment
against their rule would have faded. It failed to do so. But compared to what
followed, the royal state (replaced by a republic when the King's cousin, Sardar
Daud Khan, seized power in 1973) was a paradise of peace, tolerance and development.
Reading about Afghanistan in the 1950s and 1960s, with its US and Soviet industrial
developments, irrigation and electrical projects, women politicians and western
tourists, and comparing it to 1990s Afghanistan is (as in parts of Africa) a
terrifying lesson in how far and fast demodernisation can go.
But one must be careful. Modernization and development touched
few Afghans outside the cities. The great internationally-funded hydroelectric
project on the Helmand river may have hurt more local farmers than it helped.
Measures to improve the lot of women were resented by many people, insofar as
they were aware of them.
When I entered the Mujahedin-controlled Pashtun areas of
Afghanistan in 1988, I was struck by the completeness with which every element
of the state had been swept away-by contrast with more developed countries then
in a state of civil war, like Lebanon. One reason for this was the extent to
which the Pashtun tribesmen had hated the modern state-"with all its works,
and all its empty promises."
The promises had indeed been empty. In modern Europe (not
necessarily the US) the state is so much part of our lives that we hardly see
it and its impact feels benign. But it took centuries of suffering before this
came to be. In the words of one expert on royal Afghanistan, the bulk of the
population's conception of the state was "forced settlement, forced labour,
military service, taxation and bureaucratic haphazardness." This would
be equally true of France or western Europe in the 18th century. In Afghanistan,
this contrasted not only with the world of tribal anarchy and independence but
also with the old, loose, Islamic order that suited that world pretty well.
As in other "developing countries," the royal
state's one success led to disaster. Although the modern education system was
limited to a fraction of the population (and a smaller proportion of women),
it was enough to create a mass of educated graduates and junior bureaucrats
and officers for whom no well-paying jobs could be found. This produced the
communist revolution of 1978, essentially an attempt to relaunch the state's
modernizing program by a return to the methods of Abdur Rahman.
Like Abdur Rahman's program, that of the communists depended
on subsidies and weapons from an outside protector, in this case the Soviet
Union. As in Rahman's time, this sparked resistance from religious, ethnic and
tribal groups; but this resistance triumphed, and between 1978 and 1992 overthrew
the communist regime and then the Afghan state itself, first in the mountains
and then in Kabul and the other main cities. But the resistance proved incapable
of replacing this state with a unified authority, except-after a period of violent
chaos-in the pathological form of the Taliban
The reasons for this catastrophe were twofold. First, the
Soviet Union failed to learn the lesson of the British empire and occupied Afghanistan
in support of their communist clients, thereby uniting both religious and nationalist
feeling against them. Second, because of the cold war and regional factors the
rebels gained military and financial aid from the US, Pakistan, Saudi Arabia
and Iran. The enmity between these countries then helped fuel the subsequent
civil wars between the Afghan resistance forces.
The difficulty of creating an Afghan state from below, or
by mass consent, has been hugely complicated by the region's ethnic make-up.
There are parallels between Afghanistan and Somalia, but the former makes the
latter look simple. Somalia is what Afghanistan would be if it contained only
Pashtuns, if the majority of Pashtuns lived in Afghanistan, and if neighboring
states had no great interest in intervening in the country.
Afghanistan, by contrast, suffers from a set of interlocking,
intractable obstacles to the creation of basic order of the Somali type, let
alone a modern state. The original "state-forming ethnos," the Pashtuns
("Afghan" and Pashtun originally seem to have been synonyms), make
up fewer than half of the total population of 24m, with the rest divided between
a range of different nationalities. Tajiks, Uzbeks, and Hazaras (Shi'as of Mongolian
descent) are the largest but many smaller ones play key roles in their areas.
Historically, relations between the Pashtuns and the other
nationalities have varied. Enormous resentment was caused by Rahman's use of
mainly Pashtun armies to subdue other nationalities, and by his settling of
Pashtun colonists on their lands. (The area around Kunduz in northern Afghanistan
contained many of these settlements, which helps explain why it was one of the
last Taliban strongholds to fall to the Northern Alliance forces.)
For most of the following decades, relations were fairly
peaceful, though tensions between Pashtuns and non-Pashtuns were reflected in
the savage rivalry between the two factions of the communist movement, the Parcham
and Khalq. The Khalq represented the Pashtuns and revealingly was the more radical,
anti-establishment force. For, like the Turks of the Ottoman empire before AtatÜrk,
though the Pashtuns were the "state-forming ethnos," they and their
language were not favored by the ruling dynasty, which was Pashtun but spoke
Persian.
Relations between the nationalities have worsened as a result
of the events of the past ten years. Shock at the seizure of power in Kabul
in 1992 by forces representing the national minorities explains some of the
subsequent vicious behavior by Pashtun forces. There has also been intermittent
warfare between other nationalities. The Shi'a Hazara of the central highlands
have been despised and maltreated by just about everybody, both as heretics
and as a source of migrant unskilled labor. None the less, the Pashtun perception
of grievance and oppression is very strong, and will not be diminished by the
presence of a Pashtun from the old royal elites-Hamid Karzai-as prime minister
of the planned interim administration agreed in Bonn. What the Pashtuns will
see is that the ministries possessing armed force are in the hands of the Northern
Alliance, and that-as I write in early December-their forces are in actual control
of Kabul.
The Pashtuns have serious limitations as state-builders
arising from the fact they are not a majority, and, historically, have had poor
relations with most of the other nationalities. Moreover, the Pashtuns also
suffer from internal obstacles to political cooperation and state-formation.
Tribal societies like the Pashtuns, the Somalis, the Berbers or (to a lesser
extent) the Chechens are by their nature unfitted to act as the basis for the
formation of modern states, the needs of which are in direct opposition to their
traditions of "ordered anarchy" and tribal codes of individual and
family honor, defended by force.
Pashtunwali, the Pashtun ethnic code, has its noble aspects,
but this is the nobility of the tribal dark ages. It mandates a pathological
commitment to honor and revenge, decrees the bearing of arms and use of them
as a central aspect of manliness, and encourages a hysterical vying for supremacy
among individual males, including those from the same extended family. "Fear
your cousin as you would an enemy," goes the Pashto saying. Given such
traditions, it is unsurprising that Afghanistan's only experience of a freely-elected
parliament, from 1965-1973, was hopelessly undermined by the political and personal
feuding, corruption, ambition and violence of its deputies.
Elsewhere in the world, anarchic traditions like those of
the Pashtuns have been overcome by modern nationalism; and in the 1930s and
1940s, there were indeed moves in that direction in the Pashtun areas of British
India. These were orchestrated by the so-called Redshirts, a Pashtun nationalist
party in anti-British alliance with the Indian National Congress.
But after partition in 1947, this tendency was crippled
by the border running through the Pashtun lands which left the majority of Pashtuns
in Pakistan. (Today, Pashtuns make up some 38 per cent of Afghanistan's population
and 10 per cent of Pakistan's.) The new Pakistani state saw nationalism among
its Pashtuns as a threat, and tried to stifle it. On the other hand, many Pashtuns
were drawn into the service of that state by considerations of personal and
family advantage (for all its drawbacks, Pakistan has always been far larger
and more developed than Afghanistan) and by considerations of Islamic loyalty
against the heathen Hindus of India.
It should also be said-given a tendency to blame Pashtun
culture for all Afghanistan's ills-that the values of other ethnic groups are
not much better. The national sport, Buzkashi (see photo, p25), often used as
a metaphor for Afghanistan's violent anarchy, is not a Pashtun game but an Uzbek
and Turkmen one. In his work on the game and its meaning before the Soviet occupation,
Buzkashi: Game and Power in Afghanistan, G Whitney Azoy notes of the society
which gave it birth that "virtually everyone is a potential predator."
His book describes the governor of Kunduz in 1977 judging an acrimonious game
of Buzkashi with the assistance of a sawn-off shotgun, partially covered by
a green velvet cloth.
An understanding of this history is of crucial importance
for designing policies for aid and state-building in Afghanistan. Many representatives
of the westernized Afghan elites, who have spent the past generation in exile,
are engaged in telling fairy stories about pre-communist Afghanistan to naïve
western aid donors. The tenor of these stories is that Afghanistan was a successful
secular modern state with a strong civil society; that elements of this former
state and society remain below the surface; and that by implication this state
could be recreated with help from the west.
The dangers of the "international community" being
led astray are increased by the unprecedented amounts of money being earmarked
for Afghanistan. This is generating a gold rush in the world of international
NGOs. These are often worthwhile institutions, but they are also a class, with
class interests; and they want a piece of the action. Given their prejudices
and their lack of knowledge of Afghanistan, they may depend on English (or French,
or German) speaking émigrés, who also have their own interests
and perceptions and who have a vested interest in encouraging the most ambitious
agendas possible.
At the same time, the international community lacks dedicated,
expert cadres of the IPS type, willing to dedicate their careers to managing
the Afghans. I certainly would not volunteer. My grandmother was the widow of
a British official in India, and lived there most of her life-without electricity,
let alone air conditioning, in extreme loneliness and isolation and in continual
danger of being killed by nationalist terrorists, a death which befell her sister
and stepmother (this was Bengal and Bihar from the 1910s to the 1930s). I know
I am not half the person she was and I tailor my ambitions accordingly. As for
the bushy-tailed postgraduates who run western "democratization" programmes-if
they try to reform Afghanistan, they are liable to end up as squirrel kebab.
The UN's ability to impose political direction risks being
overwhelmed by a flood of money and aid groups with narrow ideological agendas.
The effect could be waste, corruption and local cultural irritation- and, more
importantly, the loss of any ability to use aid as a tool to maintain peace
and order. The result, as in Somalia, could be a backlash against the western
presence. That in turn could prompt the west to throw up its hands and abandon
the region as beyond saving. But we have seen in Afghanistan (and Somalia, if
reports of al Qaeda's presence there are true) the dangers for the US which
can result from abandoning failed states in this way.
Instead, we need a strategy based on two things. The first
is a recognition of present Afghan power relations on the ground. Following
the destruction of the Taliban, power in the various areas is held by heavily-armed
tribal warlords. In the northern half of the country, these are loosely grouped
in the "Northern Alliance"-though this seems unlikely to last absent
its raison d'àªtre of resistance to the Taliban In the Pashtun areas,
confusion reigns and it will be hard to create any unifying political structures.
These groups will not surrender their arms or their local power to any national
government.
A central government which could achieve the goal of overcoming
the warlords and the ethnic militias would require not only the army and international
subsidies of Abdur Rahman, but also his unspeakable ruthlessness-or indeed that
of the Taliban, the only force of the past generation to have made a moderately
successful attempt to unify the country. No such army exists or could be created,
and it is unlikely that the west or anyone else would subsidize a process involving
so much inevitable cruelty.
This is an area where analogies between territories under
UN and/or NATO supervision today and the "mandated territories" of
the League of Nations break down. The mandates were given to a colonial power
which ruled by colonial means-in other words, extreme ruthlessness. When the
British took over Iraq after the first world war, they suppressed local rebellions
by Kurds and Assyrians with the help of poison gas dropped by the RAF and massacres
by local Iraqi auxiliaries. The contemporary west has profited too from atrocities
by local auxiliaries in Croatia, Kosovo and, most recently, Afghanistan but
it can hardly back a campaign of this kind lasting many years.
Consequently, the second necessity on the part of western
policymakers is a willingness to devote not years, but decades of steady effort
to ameliorating the awful conditions of life of most Afghans, restoring the
bases of a productive economy, creating basic state services-especially a minimally
stable and useful currency-and preventing major conflicts.
Given Afghan realities, this does not require the creation
of a strong Afghan central government with control over large amounts of western
aid. Instead, we need to learn how to attain the best possible results in the
quasi-medieval circumstances of contemporary Afghanistan: that is to say, a
country in which any foreseeable state will lack one of the distinguishing features
of the modern state, a monopoly of armed force. Therefore, our immediate aim
for the Afghan government should be not the impossible fantasy of an administration
governing the country, but a kind of national mediation committee, representing
local interests and negotiating between them. The deal in Bonn was a first step.
The aim of this negotiating process should be to create
the minimal conditions for medieval civilization: the avoidance of major armed
conflict; the security of the main trade routes; and the safety and neutrality
of the capital. In the case of Afghanistan, this should be secured not by an
Afghan national army-another fantasy at present-but by an international force
created by the UN, led first by Britain and then by Turkey, and backed by US
and British airpower.
Most of western aid should not be directed through the "Afghan
government" but should as far as possible be sent directly to Afghanistan's
regions, from across the borders of Afghanistan's neighbors. It should be used
in a clear-headed way as an instrument not of state-building but of peacekeeping-crudely,
as a way of bribing warlords and armies into not going to war with each other.
At the same time, if we can secure Kabul through an international force backed
by the US air force, we can do our utmost to turn that city into a model for
the rest of the country.
While this may be the most we can attempt, it is also the
least that we should attempt. We should never again abandon Afghanistan to its
demons. On 11th September, they came back to haunt us.